Individuals do not lose all of their First Amendment protections while working for the government, but those protections are limited in important yet often unpredictable ways.1 In a line of public-employee-retaliation cases, the Supreme Court had balanced the First Amendment interests of public employees against the government’s interests as employer, with results heavily favoring the government’s side.2 But last Term, in Heffernan v. City of Paterson,3 the Supreme Court held that when a public employer demotes an employee “to prevent the employee from engaging in” protected speech,4 the employee can bring a § 19835 challenge even if the employer was mistaken in its belief “that the employee had engaged in protected speech.”6 The case fits with a contested theory of the First Amendment: that it exists to ferret out an illicit government motive. Although the Court refused to “lay down a general standard” in previous retaliation cases,7 when presented with a case where the only possible reason for liability was an illicit government motive, the Court found that motive alone was sufficient to show a constitutional injury. While its use might remain questionable for First Amendment cases involving legislative action, Heffernan shows why this focus on motive fits well in the executive-action context.
In 2005, Jeffrey Heffernan was a detective for the City of Paterson, New Jersey, working in the office of the Chief of Police.8 The mayor of Paterson was then running for reelection against Lawrence Spagnola, Heffernan’s good friend.9 During the campaign, Heffernan’s bedridden mother asked him to pick up a Spagnola campaign sign for her.10 He went to a campaign distribution point, where “[o]ther members of the police force saw him, sign in hand, talking to campaign workers.”11 The next day, Heffernan was demoted in response to what his supervisors “thought was his ‘overt involvement’ in Spagnola’s campaign.”12
Heffernan filed a § 1983 lawsuit claiming that the city and its agents had retaliated against him for engaging in protected free speech and association.13 The District Court of New Jersey entered judgment for the defendants,14 finding that Heffernan had not actually engaged in conduct protected by the First Amendment15 and that under binding Third Circuit precedent “[n]o First Amendment claim arises from retaliation based on an employer’s mistaken belief that the employee engaged in protected speech.”16 Heffernan appealed, arguing that the district court had erred because (1) it should not have even considered the defendants’ motion for summary judgment on his free-association claim; (2) a jury reasonably could have found that Heffernan actually exercised his First Amendment rights; and (3) he could obtain relief based on a “perceived-support” theory.17
The Third Circuit affirmed.18 Writing for a unanimous panel, Judge Vanaskie19 found that with respect to Heffernan’s actual-speech and actual-association arguments, because he had disavowed any intention to campaign, “no room exist[ed] for a jury to find that Heffernan intended to convey a political message when he picked up the sign.”20 On his perceived-support claim, the court refused to “eliminate a traditional element of a First Amendment retaliation claim — namely, the requirement that the plaintiff in fact exercised a First Amendment right.”21 Eliminating this requirement was “squarely foreclosed” by binding precedent.22 Furthermore, other circuits that had encountered the issue of factual mistake in the public employee–free speech context had likewise denied the employees’ claims.23
The Supreme Court reversed and remanded.24 Writing for the Court, Justice Breyer25 held that a demotion based on a mistaken belief “that the employee had engaged in protected speech” provides grounds for a § 1983 claim by depriving the employee of a constitutional right.26 In making this determination, the Court assumed that Heffernan had not actually engaged in activity protected by the First Amendment.27 The issue was then to resolve the circuit split about whether a perceived-support theory could support Heffernan’s claim.28
Justice Breyer first concluded that neither the text of the statute nor precedent answered the question. Looking to the statutory text, he reasoned that although § 1983 authorizes a suit by someone deprived of a right “secured by the Constitution,”29 it does not speak to whether that right “primarily focuses upon (the employee’s) actual activity or . . . primarily focuses upon (the supervisor’s) motive, insofar as that motive turns on what the supervisor believes the activity to be.”30
Turning to precedent, Justice Breyer noted that some decisions “used language that suggests the ‘right’ at issue concerns the employee’s actual activity.”31 However, these cases did not present the issue of factual mistake.32 Instead, “[i]n each of these cases, the only way to show that the employer’s motive was unconstitutional was to prove that the controversial statement or activity — in each case the undisputed reason for the firing — was in fact protected by the First Amendment.”33 More on point was Waters v. Churchill,34 in which the plurality noted that the constitutional inquiry focused on “the employer’s motive” in dismissing an employee, “and in particular the facts as the employer reasonably understood them.”35 Thus, a government employer could discharge an employee for what it reasonably thought was speech “not on a matter of public concern,” even if it was mistaken.36 Likewise here, the majority reasoned, where the employer erroneously believed the employee had engaged in protected speech, the employer’s motive should be equally decisive.37 “After all, in the law, what is sauce for the goose is normally sauce for the gander.”38
Justice Breyer further noted that the Court’s holding tracked the language of the First Amendment, which “begins by focusing upon the activity of the Government.”39 It thus stood to reason that the police department could be sued after it “acted upon a constitutionally harmful policy” — one that “‘abridge[d] the freedom of speech’ of employees” who knew about this policy — “whether Heffernan did or did not in fact engage in political activity.”40
Furthermore, Justice Breyer argued that a rule imposing liability on the employer better addressed the real constitutional harm at issue — discouraging employees from engaging in protected activity.41 After all, “[t]he discharge of one tells the others that they engage in protected activity at their peril.”42 Moreover, Justice Breyer observed that liability would “not normally impose significant extra costs” for the employer, since “[t]o win,” an employee would “have to point to something more than his own conduct” to demonstrate the requisite illicit motive.43 None of this reasoning meant that Heffernan automatically won. Rather, because it was unclear whether the police department demoted Heffernan pursuant to a neutral policy prohibiting officers from “overt involvement in any political campaign” rather than an unconstitutional policy, the Court reversed and remanded for further proceedings.44
Justice Thomas dissented,45 arguing that “federal law does not provide a cause of action to plaintiffs whose constitutional rights have not been violated.”46 He contended that the threshold inquiry to determine “whether a public employer violated the First Amendment rights of its employees” was whether “the employee has . . . spoken on a matter of public concern.”47 Heffernan’s claim should fail at the first step, he reasoned, because Heffernan did not actually exercise his First Amendment rights — and thus they could not have been infringed upon.48 Justice Thomas also took issue with the majority’s textual analysis, observing that the entire Bill of Rights focuses upon government activity, not just the First Amendment.49 Finally, Justice Thomas attempted to distinguish Waters, in which the plurality stated that it had “never held that it is a violation of the Constitution for a government employer to discharge an employee based on substantively incorrect information.”50 The employee in Waters, Justice Thomas noted, argued that she was actually engaged in protected activity, whereas Heffernan could not say the same.51
Although the line of public-employee-retaliation cases preceding Heffernan seems to be at least partly concerned with government motive, the decision in Heffernan confirms that motive is indeed a central consideration. More so than these cases, Heffernan fits a motive-based model of the First Amendment — a theory of the amendment that identifies it as indirectly testing for an illicit government motive. The relative ease of uncovering motive and the potent chilling effect of even mistaken government actions show why a motive-based model is especially powerful in executive-action cases, in contrast to legislative-action cases.
The First Amendment has several purposes. One is to protect citizens’ speaking opportunities.52 Another is to ensure that citizens are exposed to a marketplace of ideas as an audience, not just as speakers.53 A third is to limit the government’s ability to regulate citizen speech based on illegitimate reasons.54
Heffernan most closely tracks this third rationale. The First Amendment operates in part so that people will not be discouraged from engaging in protected activities for fear of adverse government action. Under a motive-based model of the First Amendment, famously advanced by then-Professor Elena Kagan, “an action may violate the First Amendment because its basis is illegitimate, regardless of the effects of the action on either the sum of expressive opportunities or the condition of public discourse.”55 The Court’s various tests can thus be understood as indirect tests for illicit motives,56 which include privileging favored ideas or acting to protect government actors’ interests against contrary ideas.57 As demonstrated by Heffernan, in the public-employee context, the alleged constitutional harm does not depend necessarily on what an employee says, but rather on the motives behind the government’s adverse employment action.
The Court has explicitly inquired into government motives in political patronage cases, which hold that “patronage practices offend the First Amendment because the government is acting with the purpose of ‘deny[ing] a benefit to a person because of his constitutionally protected speech or associations.’”58 In contrast, cases involving alleged retaliation against public employees have not been as prominent exemplars of a focus on motive,59 in part because the Court treats the government more deferentially when acting as an employer than as a sovereign.60 But just because the government gets more leeway when it acts as an employer has not and should not prevent executive-action cases from being understood as implicating motives, even if the Court’s ultimate focus has not always been clear.
Take, for example, Pickering v. Board of Education,61 a foundational public-employee-retaliation case. In Pickering, an Illinois county board of education dismissed a public school teacher for writing a letter to the local newspaper criticizing the board.62 The Court held that the exercise of the “right to speak on issues of public importance may not furnish the basis for . . . dismissal from public employment.”63 Why the Board chose to fire the teacher, in other words, mattered: once the Court determined that the reason for the Board’s action was the teacher’s protected speech, the dismissal was presumptively improper.64 Although motive was not dispositive in Pickering itself, later cases applying Pickering suggest that it matters whether speech was the “motivating factor” behind the government’s action.65
Other major cases that, like Pickering, do not explicitly put motive front and center can also implicate it in some way. In Connick v. Myers,66 for example, the Court considered the termination of a prosecutor who refused to accept a transfer and who then distributed a questionnaire that her supervisor viewed as an “act of insubordination.”67 The Court denied the prosecutor’s § 1983 claim, finding that public issues were implicated in only a “limited” way and that the plaintiff’s supervisor was not required to “tolerate action which he reasonably believed would disrupt the office.”68 The various factors considered by the Court can be seen as proxies for determining the likelihood of an illegitimate motive. For example, the “nature of the employee’s expression” and the “manner, time, and place” in which it occurred meant there was a low likelihood of an illicit motive,69 but there was ample reason for the employer to act based on legitimate reasons instead.
Moreover, in Waters, the plurality noted that while “[g]overnment action based on protected speech may under some circumstances violate the First Amendment even if the government actor honestly believes the speech is unprotected,”70 an employer who reasonably believed that an employee’s speech was not protected did not violate the First Amendment in firing her for it.71 The employer had fired the plaintiff because it (mistakenly) believed that the plaintiff’s speech was not protected; the Court interpreted its actions as an attempt to keep its workplace from being disrupted.72 As Justice Breyer would put it, “it was the employer’s motive, and in particular the facts as the employer reasonably understood them, that mattered” to the First Amendment analysis.73
The Court’s more recent decision in Garcetti v. Ceballos,74 meanwhile, did not even reach the Pickering balancing test, solely focusing instead on the duty-related nature of the employee’s speech. The Court upheld the reassignment and transfer of Richard Ceballos, a deputy district attorney, which Ceballos argued was in retaliation for a memo he had written on the job alleging prosecutorial wrongdoing.75 The Court held that when making “statements pursuant to their official duties, [public] employees are not speaking as citizens for First Amendment purposes.”76 This decision carved out a subset of cases in which the employer is presumed to be merely exercising its “managerial discretion,”77 foreclosing the issue of motive altogether.78
Heffernan, however, involved no reason to preclude consideration of motive. The city’s agents were acting to protect the self-interest of the mayor who appointed them, regardless of what Heffernan was actually doing. In a case where the government’s action exerted a clear chilling effect on other employees’ political activity,79 the Court found that an illicit motive was all that was necessary to show constitutional harm. The employer’s mistake of fact about its employee’s actions did not change this result.
Heffernan thus confirmed what seemed to be lurking in Pickering and its progeny: motive matters. The Pickering test applies a presumption that if a government employer acts to restrict an employee’s speech as a citizen on a matter of public concern, it is more likely to be acting on impermissible motives than it is when it restricts employment-related speech. In previous cases, the Court used the employee’s constitutionally protected conduct (or what the employer thought was protected conduct) as a proxy for determining that the employer’s adverse action was based on illicit motives.80 While the Court has narrowed the circumstances in which it finds that speech is made “as a citizen . . . upon matters of public concern”81 — limiting the circumstances under which it is worried about motive — Heffernan shows that when there’s a reason to be concerned about motive, it can be a dispositive factor.
In addition, Heffernan illustrates why motive is an especially apt focus for executive-action cases, even as it remains more contested for First Amendment cases involving legislative motive.82 First, much of the opposition to intent-based tests arises from the difficulty of establishing the intent, motive, or purpose of multimember bodies.83 In contrast, in executive-action cases there is often only a single decisionmaker. While the threat of pretextual intent is always present,84 it is far easier to inquire into the motive of one person than an entire legislative body.85 Heffernan’s supervisors even told him “that he was being demoted . . . because of his political involvement” with the challenger in the mayoral campaign.86 “That which stands for a ‘law’ of ‘Congress’” in Justice Breyer’s analogy — “namely, the police department’s reason for taking action” — is far more knowable from a motives perspective than is anything that a legislative body does.87
Second, mistakes of fact are more meaningful in executive-action cases than in the standard legislative-intent cases. If a legislature intends to pass a law restricting speech, but is somehow mistaken and passes a benign law, it is not intuitive that anyone’s First Amendment rights have been abridged.88 In contrast, an employer’s adverse actions based on speech can send a meaningful signal even if the employer is mistaken about what it is acting adversely to. Just as Justice Breyer explained, the signal that one’s employer is intent on punishing speech “can cause the same kind, and degree, of constitutional harm whether that belief does or does not rest upon a factual mistake” — it chills speech regardless of its accuracy.89
Justice Breyer’s discussion of these practical constitutional harms shows that the government’s motive is especially important in executive-action cases because motive itself has effects.90 After all, regardless of what Heffernan did, the city construed his acts as protected activity and demoted him because of them.91 This illicit motive leads to constitutional harm for the “speaker” as well as, importantly, what Justice Breyer described as the “constitutional harm . . . in the ordinary case” — other citizens’ now being discouraged from speaking out.92
The rationale behind previous public-employee-retaliation cases has been hard to pin down because of the many factors the Court takes into account. Heffernan, in which the only factor present was the government’s motive, suggests that motive matters more than the Court had let on. And the Court may focus on it especially in executive-action cases because ferreting out illicit government motive is easier in such cases than it is in legislative-intent cases. It is also more important, since government employers like the City of Paterson can send particularly powerful speech-chilling signals simply by demonstrating bad intentions, regardless of whether any protected speech actually occurred.