Securities Regulation
In re ChinaCast Education Corp. Securities Litigation
Ninth Circuit Effectively Eliminates Adverse-Interest Exception as a Defense to Fraud-on-the-Market Claims.
Securities Regulation
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Harvard Law Review Forum
The Trust Indenture Act of 1939 in Congress and the Courts in 2016: Bringing the SEC to the Table
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Securities Regulation
Pay Ratio Disclosure
SEC Finalizes Regulations Requiring Companies to Disclose Pay Ratio Between the CEO and Median Employee.
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Securities Regulation
Koch v. SEC
D.C. Circuit Holds that Retroactive Application of Dodd-Frank Provision Is Impermissible.
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Securities Regulation
Liu Meng-Lin v. Siemens AG
Second Circuit Holds that Antiretaliation Provision of Dodd-Frank Act Does Not Apply Extraterritorially.
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Securities Regulation
SEC v. Citigroup Global Markets, Inc.
Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus on Procedural Propriety.
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Class Actions
Halliburton Co. v. Erica P. John Fund, Inc.
To recover damages in a securities fraud class action under section 10(b) of the Securities Exchange Act of 1934[footnote-short-crop]Pub. L. No. 73-291, 48 Stat. 881 (codified as amended at 15…
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Civil Procedure
Amgen Inc. v. Connecticut Retirement Plans & Trust Funds
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Securities Regulation
Absolute Activist Value Master Fund Ltd. v. Ficeto
Second Circuit Holds that Transactions in Unlisted Securities Are Domestic if Irrevocable Liability Is Incurred or if Title Passes Within the United States.
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Securities Regulation
Hutchison v. Deutsche Bank Securities Inc.
Second Circuit Finds Issuer's Failure to Disclose Loan Impairments Immaterial as a Matter of Law.