Securities Regulation
SEC, Framework for “Investment Contract” Analysis of Digital Assets (2019)
SEC Provides Analytical Tools for Assessing Digital Assets.
Securities Regulation
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Stare Decisis
United States v. Martoma
Second Circuit Redefines Personal Benefit Requirement for Insider Trading.
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Securities Litigation
Congress, the Supreme Court, and the Rise of Securities-Fraud Class Actions
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Securities Regulation
In re ChinaCast Education Corp. Securities Litigation
Ninth Circuit Effectively Eliminates Adverse-Interest Exception as a Defense to Fraud-on-the-Market Claims.
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Harvard Law Review Forum
The Trust Indenture Act of 1939 in Congress and the Courts in 2016: Bringing the SEC to the Table
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Securities Regulation
Pay Ratio Disclosure
SEC Finalizes Regulations Requiring Companies to Disclose Pay Ratio Between the CEO and Median Employee.
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Securities Regulation
Koch v. SEC
D.C. Circuit Holds that Retroactive Application of Dodd-Frank Provision Is Impermissible.
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Securities Regulation
Liu Meng-Lin v. Siemens AG
Second Circuit Holds that Antiretaliation Provision of Dodd-Frank Act Does Not Apply Extraterritorially.
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Securities Regulation
SEC v. Citigroup Global Markets, Inc.
Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus on Procedural Propriety.
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Class Actions
Halliburton Co. v. Erica P. John Fund, Inc.
To recover damages in a securities fraud class action under section 10(b) of the Securities Exchange Act of 1934Pub. L. No. 73-291, 48 Stat. 881 (codified as amended at 15…