Harvard Law Review
When a corporation engages in misconduct that is widespread or pervasive, courts, regulators, or prosecutors often insist that the firm obtain assistance from an independent third party — a monitor — to oversee the…
SEC Provides Analytical Tools for Assessing Digital Assets.
Second Circuit Redefines Personal Benefit Requirement for Insider Trading.
Ninth Circuit Effectively Eliminates Adverse-Interest Exception as a Defense to Fraud-on-the-Market Claims.
SEC Finalizes Regulations Requiring Companies to Disclose Pay Ratio Between the CEO and Median Employee.
D.C. Circuit Holds that Retroactive Application of Dodd-Frank Provision Is Impermissible.
Second Circuit Holds that Antiretaliation Provision of Dodd-Frank Act Does Not Apply Extraterritorially.
Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus on Procedural Propriety.