Securities Regulation
SEC, Framework for “Investment Contract” Analysis of Digital Assets (2019)
SEC Provides Analytical Tools for Assessing Digital Assets.
SEC Provides Analytical Tools for Assessing Digital Assets.
Second Circuit Redefines Personal Benefit Requirement for Insider Trading.
Ninth Circuit Effectively Eliminates Adverse-Interest Exception as a Defense to Fraud-on-the-Market Claims.
SEC Finalizes Regulations Requiring Companies to Disclose Pay Ratio Between the CEO and Median Employee.
D.C. Circuit Holds that Retroactive Application of Dodd-Frank Provision Is Impermissible.
Second Circuit Holds that Antiretaliation Provision of Dodd-Frank Act Does Not Apply Extraterritorially.
Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus on Procedural Propriety.
To recover damages in a securities fraud class action under section 10(b) of the Securities Exchange Act of 1934Pub. L. No. 73-291, 48 Stat. 881 (codified as amended at 15…